This chapter deepens permutation theory in two directions. First, it interprets cycles as orbit data. Second, it introduces parity, which separates permutations into even and odd classes and leads to the alternating groups. The main conceptual point is that parity is a structural invariant, not a bookkeeping accident. By the end, emerges as the kernel of a canonical homomorphism , giving the first natural example of a quotient group beyond trivial cases.
§9.1 Orbits of a permutation
Definition 9.1
Let be a permutation of a finite set . The orbit of under is
Since is finite and is a bijection, repeated application must eventually return to : there exists a smallest positive integer such that , and the orbit is .
Theorem 9.2 (Orbits partition the set)
Let . The orbits of partition .
Proof
We must show that the orbits are nonempty, their union is all of , and distinct orbits are disjoint.
Nonempty and covering. Every element belongs to (take , i.e., ). So every element lies in at least one orbit.
Disjoint or equal. Suppose . Then there exist integers with . Since is bijective, . Therefore for any ,
This shows . By the symmetric argument, . Hence the two orbits are equal.
Therefore orbits are either equal or disjoint, and their union is .
Example. Let .
Trace the orbits:
- Start at : . Orbit: .
- Start at : . Orbit: .
- Start at : . Orbit: .
Partition: . Check.
§9.2 Cycle structure and orbits
Theorem 9.3 (Orbits are cycles)
The nontrivial orbits of (those of size ) correspond exactly to the cycles in the disjoint cycle decomposition of . Fixed points (orbits of size ) correspond to -cycles, which are conventionally omitted.
Proof
Let be an orbit of size . Then restricted to acts as the cycle : it sends each element to the next, and the last element back to .
Conversely, if is a cycle in the disjoint cycle decomposition, then for and , so is exactly the orbit of .
Since the orbits partition and the disjoint cycles partition the non-fixed elements, the correspondence is bijective.
Example (continued). The permutation above has orbits , , . The disjoint cycle decomposition is
Each orbit of size gives a -cycle. The orbits and cycles carry the same information.
Figure: orbit partition and disjoint cycle notation for the same permutation.
Each orbit loop on the left becomes one disjoint cycle on the right. The theorem is not adding new data; it is telling you that cycle notation is just a compressed way of recording the orbit partition together with the action of on each orbit.
§9.3 Transpositions
Definition 9.4
A transposition is a -cycle , which swaps and and fixes everything else.
Theorem 9.5 (Transposition decomposition)
Every permutation can be written as a product of transpositions.
Proof
By the disjoint cycle decomposition theorem (Chapter 8), every permutation is a product of disjoint cycles. So it suffices to write each -cycle as a product of transpositions:
Verification: Apply the right-hand side to : sends , and no subsequent transposition moves (it does not appear later). So . Apply to for : fixes ; then each for fixes ; the transposition sends ; then sends ; and subsequent transpositions fix . So . Apply to : sends , and no further transposition moves . So . This matches the cycle.
Warning. The transposition decomposition is not unique. For example:
The last expression uses four transpositions instead of two. But notice: and are both even. This is not a coincidence.
§9.4 Even and odd permutations --- the Parity Theorem
This is the hardest theorem of the chapter. The punch line is that while the transposition decomposition of is not unique, the parity (even or odd number of transpositions) is always the same.
Definition 9.6 (Inversions)
For , an inversion is a pair with and . The inversion number is
Example. Let . List all pairs with :
| vs | Inversion? | |
|---|---|---|
| Yes | ||
| No | ||
| Yes | ||
| No | ||
| No | ||
| Yes |
So , which is odd.
Figure: inversion pairs shown as shaded cells.
The shaded cells are precisely the inversion pairs , , and . This is worth looking at slowly: parity is not an arbitrary sign convention here, but the parity of the number of out-of-order pairs. Lemma 9.7 works because an adjacent transposition changes this count by one modulo .
Lemma 9.7 (Adjacent transposition and inversions)
If is an adjacent transposition, then for any :
In particular, .
Proof
The transposition swaps the values in positions and , leaving all other positions unchanged. Consider pairs with :
- If neither nor is in : the pair contributes identically to and .
- If exactly one of is in : say and . Then and . The relative order of vs might differ from vs , but for the pair specifically, this is what changes.
- The only pair whose inversion status is guaranteed to flip is itself: if (not an inversion), then (an inversion), and vice versa.
More precisely: define as the contribution of pair to the inversion count. For all pairs except , consider the effect. For a pair with : and . For the pair : and . So the pairs and collectively swap their inversion contributions from to , which means each gains what the other loses. The net change from these pairs is zero. Similarly for pairs and with .
Therefore the total change in inversion count comes solely from the pair , which flips exactly once. So .
Lemma 9.8 (Any transposition is a product of an odd number of adjacent transpositions)
For , the transposition can be written as
which consists of adjacent transpositions (an odd number).
Proof
Think of the elements in positions . The transposition moves to position by “bubbling” it through adjacent swaps, then moves (now displaced) back by swaps. Total: , which is odd.
Explicitly: first apply , then , …, then , bringing to position and shifting each one step right. Then apply , …, to restore the elements to their original positions. The net effect is that only positions and are swapped.
Theorem 9.9 (Parity Theorem --- the key theorem of the chapter)
If can be written as a product of transpositions and also as a product of transpositions, then .
Proof (via inversion counting)
Write where each is a transposition. Start from the identity , which has (even).
By Lemma 9.8, each transposition is a product of an odd number of adjacent transpositions. By Lemma 9.7, each adjacent transposition changes the parity of . An odd number of parity changes is a net parity change. Therefore each transposition flips the parity of .
Applying transpositions to :
Similarly, from the other decomposition:
Therefore .
Definition 9.10 (Even and odd permutations)
A permutation is even if it can be written as a product of an even number of transpositions, and odd if it can be written as a product of an odd number. By the Parity Theorem, this classification is well-defined: cannot be both.
Equivalently, is even if and only if is even.
§9.5 The sign homomorphism
Definition 9.11 (Sign of a permutation)
Define by
Equivalently, if is any transposition decomposition, then .
Theorem 9.12 (sgn is a group homomorphism)
The map is a well-defined surjective group homomorphism.
Proof
Well-defined: By the Parity Theorem (Theorem 9.9), depends only on , not on the choice of transposition decomposition.
Homomorphism: Let and be transposition decompositions. Then
is a product of transpositions. Hence
Surjective: For , the transposition has , and the identity has . So both elements of are hit.
Corollary 9.13
For all :
- .
- .
- .
Proof
(1) is the homomorphism property. For (2): , so since . Part (3) is immediate from the empty product.
§9.6 Parity of a -cycle
Theorem 9.14 (Sign of a cycle)
A -cycle is a product of exactly transpositions. Therefore:
A -cycle is even if and only if is odd.
Proof
The transposition decomposition is:
This is a product of transpositions. (Verification was given in Theorem 9.5.)
Therefore .
Now iff is even iff is odd.
Quick reference table:
| Cycle length | Number of transpositions | Parity |
|---|---|---|
| (fixed point) | Even | |
| (transposition) | Odd | |
| Even | ||
| Odd | ||
| Even |
Theorem 9.15 (Sign from cycle type)
If has disjoint cycle decomposition with cycle lengths (including -cycles for fixed points, so ), then
where is the total number of cycles including fixed points.
Proof
Since the disjoint cycles commute, factors:
Example. The permutation has cycle lengths (and no fixed points to list explicitly, but thinking of it in , the full cycle type is , and ). The number of “cycles” here depends on convention. Using the formula with only nontrivial cycles: . Or: include the implicit identity, nontrivial cycles, but requires counting fixed points. In , there are no fixed points, so and . Both agree.
§9.7 The alternating group
Definition 9.16
The alternating group is
Theorem 9.17 (Properties of )
- is a normal subgroup of (it is the kernel of a homomorphism).
- for .
- .
Proof
(1) The kernel of any group homomorphism is a normal subgroup. Since is a homomorphism, is normal in .
(2) By the First Isomorphism Theorem, . For , is surjective (Theorem 9.12), so , which has order . Therefore
(3) , since under multiplication is cyclic of order .
Theorem 9.18 ( is generated by -cycles for )
Every element of can be written as a product of -cycles.
Proof
An even permutation is, by definition, a product of an even number of transpositions. So it suffices to show that any product of two transpositions can be written as a product of -cycles. There are two cases:
Case 1: The two transpositions share an element. Say where . Then:
- (under first, then fixes if , which it is). Wait, let us compute carefully.
- Apply first: . Then : (since ). So .
- Apply first: . Then : . So .
- Apply first: . Then : . So .
Therefore , a -cycle.
Case 2: The two transpositions are disjoint. Say where . Introduce a “bridge” element. One can verify:
Check: Apply first, then .
- : sends ; sends . So .
- : fixes ; sends . So .
- : sends ; fixes . So .
- : sends ; sends . So .
Both cases produce products of -cycles. By induction on the number of transposition pairs, every even permutation is a product of -cycles.
§9.8 Explicit small cases
. The elements of with their signs:
| Permutation | Cycle type | |
|---|---|---|
| -cycle | ||
| -cycle | ||
| transposition | ||
| transposition | ||
| transposition |
So
This is cyclic, generated by either -cycle: and .
. Classify the even permutations by cycle type:
Identity (1 element):
-cycles (8 elements): A -cycle has sign , so all -cycles in lie in . Choose elements from and form a cycle: three-cycles (each set of gives distinct cycles).
Products of two disjoint transpositions (3 elements): A single transposition is odd, but a product of two disjoint transpositions has sign .
Total: .
The Klein four-group
The set
is a subgroup of isomorphic to (the Klein four-group). One can verify closure:
Every nonidentity element has order , and the group is abelian. This is the Klein four-group.
is normal in (and in fact in ): The set of double transpositions is closed under conjugation in , since conjugation preserves cycle type. Since is the union of the identity and all elements of cycle type in , it is invariant under conjugation. In particular, it is normal in .
This is noteworthy: is a group of order that has no subgroup of order , despite the fact that . The converse of Lagrange’s theorem fails already at . Figure: the normal subgroup lattice of .
is the unique normal subgroup of order , and there are four cyclic subgroups of order (none of which are normal).
§9.9 Powers of cycles and the homework connection
Theorem 9.19 (Structure of powers of a cycle)
Let be a -cycle, and let be a positive integer. Set . Then consists of disjoint cycles, each of length .
Proof
Consider the action of on the elements (indices taken mod ). We have (indices mod ). The orbit of under is
where indices are taken mod . This orbit has size equal to the smallest positive integer such that , i.e., .
Each orbit has size , and there are elements total, so the number of orbits is .
Therefore decomposes into disjoint cycles, each of length .
Corollary. is itself a cycle (i.e., a single cycle plus fixed points) if and only if .
Application: Homework 1 Problem 2 --- cycles in with also a cycle
Problem (Homework 1, Problem 2). Count the cycles in such that is also a cycle. (The identity is considered a cycle.)
Solution. The key constraint is that must itself be a single cycle (not a product of disjoint cycles). The possible cycle lengths for a single cycle in are .
By Theorem 9.19, for a -cycle , the permutation consists of disjoint cycles of length . So is a single cycle iff (i.e., is odd) or (where , which we count as a cycle).
| Cycle length | structure | a cycle? | Count in |
|---|---|---|---|
| (identity) | identity | Yes | |
| (transposition) | identity | Yes | |
| -cycle | Yes | ||
| product of two -cycles | No | (excluded) | |
| -cycle | Yes |
Total: .
Common misreading of this problem
A tempting mistake is to interpret “cycles in such that is a cycle” as “permutations in such that is a cycle.” These are different questions.
If is allowed to be any permutation (not just a single cycle), then one must also consider:
(a 3-cycle times a disjoint transposition). Here , which is a cycle. There are such permutations. But itself is not a cycle — it is a product of two disjoint cycles. So these should not be counted.
(two disjoint transpositions). Here , and the identity is a cycle. But again, is not a single cycle.
A second mistake goes the other way: excluding the identity and transpositions because ” is trivial.” But the problem explicitly states that the identity counts as a cycle, so qualifies.
The correct reading is: must be a single cycle (including the identity as a 1-cycle), and must also be a single cycle.
Miscount Error Effect Including -types is not a cycle Overcounts by Excluding and transpositions is still a cycle Undercounts by Both errors simultaneously Wrong answer The moral: in algebra, read the quantifier carefully. “Cycles ” restricts the domain; “such that is a cycle” restricts the codomain.
The pentagon/pentagram picture
Figure: a -cycle on a pentagon and its square on the pentagram.
A -cycle rotates the vertices of a regular pentagon (blue). Then “skips every other vertex,” tracing a pentagram (red, dashed). This is because : squaring a -cycle still visits all vertices, but in a different order.
By contrast, for a -cycle gives : two disjoint -cycles, because . The square of a square’s rotation swaps opposite vertices --- it does not trace out a single cycle.
§9.10 Worked computations
Example 1: Determine parity of
Cycle lengths: and . Sign:
So is even, and .
Alternative via the formula : Here , and (nontrivial cycles) plus the fixed points. But there are no fixed points (all of are moved). So and .
Example 2: Express as transpositions and determine parity
So
which is transpositions (odd). Therefore and .
Check via sign formula: .
Example 3: Verify sgn is multiplicative
Let and in .
- .
- .
Compute : apply first, then .
- .
- . (Fixed!)
- . (Fixed!)
- .
A very common first-pass mistake is to stop too early and think this is just . The point where many people slip is forgetting to keep tracing and carefully:
- .
- , so .
- , so .
- is fixed.
Hence
.
Example 4: Parity of a permutation in given in two-line notation
Disjoint cycle decomposition: gives . Then gives . So .
Sign: . So .
Transposition decomposition: and . So , four transpositions (even).
Example 5: Rewrite ?
. So is odd and does not belong to .
Example 6: Express as a product of -cycles
Using the disjoint-transposition formula from Theorem 9.18:
Verify: Apply first, then :
- . So .
- . So .
- . So .
- . So .
So .
§9.11 Standard traps
-
A -cycle requires transpositions, not . The cycle uses two transpositions, not three.
-
Odd-length cycles are even permutations. This is the most confusing naming clash in the chapter. A -cycle is even. A -cycle is even. The word “odd” in “odd-length” refers to the length of the cycle, while “even” refers to the parity of the number of transpositions (). Since is even, a -cycle is an even permutation.
-
The transposition decomposition is not unique, but parity is. You can always throw in pairs of identical transpositions to change the number of transpositions by without changing the permutation. What you cannot do is change the parity.
-
Disjoint cycles commute; overlapping cycles do not. When computing signs, you can freely reorder disjoint cycles. But : the left side gives while the right gives .
-
The identity is even. It is a product of zero transpositions ( is even). Every fixed point contributes a -cycle with transpositions.
§9.12 Lang’s structural perspective
Lang would frame this chapter through the short exact sequence
Here under multiplication (equivalently, under addition). The sequence is exact because:
- , so the image of equals the kernel of .
- is surjective for .
What the exact sequence tells us:
- is a normal subgroup of of index .
- The quotient is the simplest possible nontrivial quotient.
- This is the first natural example of a quotient group that arises organically (not by fiat). Earlier examples of quotient groups were either or . Now we have a genuinely interesting kernel.
Why index subgroups are always normal. If , then there are exactly two cosets: and . For any , either (so ) or (so ). Hence for all , and . The sign homomorphism is the clean proof that , but even without it, knowing the index suffices for normality.
Connection to determinants. In linear algebra, the determinant of a permutation matrix equals . This is not a coincidence: restricts to on the permutation matrices embedded in . The alternating group is the intersection of (matrices of determinant ) with the symmetric group. This is the structural reason why is multiplicative.
§9.14 Flashcard-ready summary
Orbit of under : . Orbits partition .
Orbits cycles: Nontrivial orbits of correspond to cycles in the disjoint cycle decomposition.
Transposition decomposition: Every permutation is a product of transpositions. A -cycle uses transpositions.
Parity Theorem: The number of transpositions in any decomposition of always has the same parity. Proved via inversion counting.
Even/odd: is even if it decomposes into an even number of transpositions, odd otherwise.
Sign homomorphism: , \operatorname{sgn}(\sigma) = (-1)^{\text{# transpositions}}. It is a surjective group homomorphism.
Sign of a -cycle: . A -cycle is even iff is odd.
General sign formula: , where = number of cycles including fixed points.
Alternating group: , , , .
generated by -cycles (): and .
Small cases: . ; elements are , eight -cycles, three double transpositions. .
Powers of cycles: for a -cycle consists of disjoint cycles of length .
Exact sequence: .
§9.15 What should be mastered before leaving Chapter 09
- Compute orbits of a permutation and relate them to the disjoint cycle decomposition.
- Decompose any permutation into transpositions.
- Explain why parity is well-defined (state the inversion-counting argument).
- Compute quickly from the cycle type.
- State and use the formula: a -cycle is even iff is odd (requiring transpositions).
- Apply the general formula .
- Know the definition of , prove , and explain why .
- Write any even permutation as a product of -cycles (handle both cases: shared element and disjoint).
- List the elements of and by cycle type, and identify .
- Use the cycle-power theorem: for a -cycle gives cycles of length .
- Explain the short exact sequence and why it matters.
- Avoid the standard traps: transpositions (not ), odd-length even parity, decomposition not unique but parity is.